The Code Compliance Report that follows lists areas of enforcement corresponding to the Code of Ethics. The mere presence of a Code of Ethics case does not constitute a finding of a violation of the Code of Ethics. The Code Compliance Report that follows lists areas of enforcement corresponding to the Code of Ethics. This report represents matters that have been received by the Code Administrator in the past year encompassing January 2016 to December 2016. This report encompasses 217 complaints of which 199 (92%) were responded to in a timely fashion by the member company and 203 (93%) were deemed resolved.  

Download 2016 Code Report

Code of Ethics Admin Report 2017

Download 2015 Code Report

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